SEC Votes on Its Own Proposed Fiduciary Rule

SEC Votes on Its Own Proposed Fiduciary Rule

by | Apr 19, 2018 | DOL, SEC

The Securities and Exchange Commission (SEC) on Wednesday, April 18, voted 4-1 on a proposed fiduciary rule that sets standards of conduct, additional disclosure requirements and restrictions on advisor/broker titles. The vote comes a month after the U.S. 5th Circuit...